0001072588-13-000110.txt : 20131010
0001072588-13-000110.hdr.sgml : 20131010
20131010134322
ACCESSION NUMBER: 0001072588-13-000110
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20131010
DATE AS OF CHANGE: 20131010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: WPCS INTERNATIONAL INC
CENTRAL INDEX KEY: 0001086745
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 980204758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-58515
FILM NUMBER: 131145489
BUSINESS ADDRESS:
STREET 1: ONE EAST UWCHLAN AVENUE
STREET 2: SUITE 301
CITY: EXTON
STATE: PA
ZIP: 19341
BUSINESS PHONE: 6109030400
MAIL ADDRESS:
STREET 1: ONE EAST UWCHLAN AVENUE
STREET 2: SUITE 301
CITY: EXTON
STATE: PA
ZIP: 19341
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX STAR VENTURES INC
DATE OF NAME CHANGE: 20010424
FORMER COMPANY:
FORMER CONFORMED NAME: WOWTOWN COM INC
DATE OF NAME CHANGE: 20000315
FORMER COMPANY:
FORMER CONFORMED NAME: PARAMOUNT SERVICES CORP
DATE OF NAME CHANGE: 19990519
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: CICCARELLI DREW MORAN
CENTRAL INDEX KEY: 0001514280
FILING VALUES:
FORM TYPE: SC 13D/A
MAIL ADDRESS:
STREET 1: 681 CASTLE PINCKNEY DRIVE
CITY: CHARLESTON
STATE: SC
ZIP: 29412
SC 13D/A
1
dciccarelli13da.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
WPCS INTERNATIONAL INCORPORATED
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(Name of Issuer)
Common
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(Title of Class of Securities)
92931L302
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(CUSIP Number)
John Henry Schlie, 7100 E. Belleview Avenue, Suite G-11, Greenwood Village, Colorado 80111 (303) 830-1616
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
8/13/2013
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. |_|
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 92931L302 13D Page 2 of 4 Pages
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1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Drew Morgan Ciccarelli,
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) |_|
(b) |_|
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3. SEC USE ONLY
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4. SOURCE OF FUNDS (see instructions)
PF
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_|
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF 7. SOLE VOTING POWER
SHARES
BENEFICIALLY 121,015
OWNED BY EACH
REPORTING
PERSON WITH
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8. SHARED VOTING POWER
0
------------------------------------------------------------------------------------------------
9. SOLE DISPOSITIVE POWER
121,051
------------------------------------------------------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,015
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.3%
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14. TYPE OF REPORTING PERSON (see instructions)
IN
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CUSIP No. 92931L302 13D Page 3 of 4 Pages
Item 1. Security and Issuer.
Common stock.
WPCS International Incorporated
One East Uwchlan Avenue, Suite 301
Exton, Pennsylvania 19341
Item 2. Identity and Background.
a) Drew Morgan Ciccarelli
b) 938 W. Oceanview Drive
Charleston, South Carolina 29412
c) Private Investor
TSX Ventures, LLC (Holding Company)
938 W. Oceanview Drive
Charleston, South Carolina 29412
d) No
e) No
Item 3. Source or Amount of Funds or Other Consideration.
Personal funds
$418,453.69
No funds or other consideration borrowed or otherwise obtained for the
purpose of acquiring, holding, trading or voting the securities.
Item 4. Purpose of Transaction.
Purpose of transaction is investment.
There are no plans or proposal that I have which relate to or would
result in:
(a) The acquisition by any person of additional securities of the issuer,
or the disposition of securities of the issuer;
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its
subsidiaries;
(c) A sale or transfer of a material amount of assets of the issuer or any
of its subsidiaries;
(d) Any change in the present board of directors or management of the
issuer, including any plans or proposals to change the number or term
of directors or to fill any existing vacancies on the board;
(e) Any material change in the present capitalization or dividend policy
of the issuer;
(f) Any other material change in the issuer's business or corporate
structure, including but not limited to, if the issuer is a registered
closed-end investment company, any plans or proposals to make any
changes in its investment policy for which a vote is required by
section 13 of the Investment Company Act of 1940;
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CUSIP No. 92931L302 13D Page 4 of 5 Pages
(g) Changes in the issuer's charter, bylaws or instruments corresponding
thereto or other actions which may impede the acquisition of control
of the issuer by any person;
(h) Causing a class of securities of the issuer to be delisted from a
national securities exchange or to cease to be authorized to be quoted
in an inter-dealer quotation system of a registered national
securities association;
(i) A class of equity securities of the issuer becoming eligible for
termination of registration pursuant to section 12(g)(4) of the Act;
or
(j) Any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
a) 1,269,929 common shares issued and outstanding as of August 13, 2013
according to the transfer agent. 121,015 shares purchased, 106,015
currently owned.
b) I have the sole power to vote or to direct the vote, sole power to
dispose or to direct the disposition, or shared power to dispose or to
direct the disposition all shares.
c) I have effected the following transactions in the common stock of WPCS
International Incorporated within the past sixty days: See Exhibit 1
attached hereto.
All transactions effected by me in my personal E-Trade account on the
dates, for the prices and in the amounts listed in Exhibit 1.
d) None.
e) N/A
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to
Securities of the Issuer.
None.
Item 7. Material to Be Filed as Exhibits.
List of transactions (See Item 5(c).
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CUSIP No. 92931L302 13D Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
/s/ Drew Morgan Ciccarelli
---------------------------
Drew Morgan Ciccarelli
October 10, 2013
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EX-10
2
exhibit1.txt
EXHIBIT 1
08/22/13 6143 Stock Buy 5,000 WPCS Limit Day 3.69 Portfolio
08/21/13 6138 Stock Sell 20,000 WPCS Limit Day 3.50 Portfolio
08/15/13 6136 Stock Buy 500 WPCS Mkt Day Mkt 3 .9095 Executed Portfolio
08/15/13 6135 Stock Buy 1,000 WPCS Mkt Day Mkt 3.8843 Executed Portfolio
08/15/13 6134 Stock Buy 1,000 WPCS Mkt Day Mkt 3.9091 Executed Portfolio
08/15/13 6133 Stock Buy 1,000 WPCS Mkt Day Mkt 3.9028 Executed Portfolio
08/15/13 6131 Stock Buy 500 WPCS Mkt Day Mkt 3.921 Executed Portfolio
08/15/13 6130 Stock Buy 500 WPCS Mkt Day Mkt 3.9088 Executed Portfolio
08/15/13 6129 Stock Buy 500 WPCS Mkt Day Mkt 3.9385 Executed Portfolio
08/14/13 6123 Stock Buy 2,000 WPCS Limit Day 4.06 4.06 Executed Portfolio
08/14/13 6122 Stock Buy 2,000 WPCS Mkt Day Mkt 4.1659 Executed Portfolio
08/14/13 6121 Stock Buy 2,000 WPCS Mkt Day Mkt 4.0865 Executed Portfolio
08/13/13 6086 Stock Buy 500 WPCS Mkt Day Mkt 4.0999 Executed Portfolio
08/13/13 6083 Stock Buy 900 WPCS Mkt Day Mkt 4.0485 Executed Portfolio
08/13/13 6082 Stock Buy 700 WPCS Mkt Day Mkt 4.05 Executed Portfolio
08/13/13 6081 Stock Buy 2,500 WPCS Mkt Day Mkt 4.05 Executed Portfolio
08/13/13 6079 Stock Buy 1,000 WPCS Limit Day 4.05 4.0488 Executed Portfolio
08/13/13 6078 Stock Buy 2,000 WPCS Limit Day 4.01 4.01 Executed Portfolio
08/13/13 6076 Stock Buy 500 WPCS Mkt Day Mkt 3 .9936 Executed Portfolio
08/13/13 6074 Stock Buy 1,000 WPCS Limit Day 3.97 3.97 Executed Portfolio
08/12/13 6053 Stock Buy 1,500 WPCS Mkt Day Mkt 3.9981 Executed Portfolio
08/12/13 6052 Stock Buy 1,000 WPCS Mkt Day Mkt 3.9964 Executed Portfolio
08/12/13 6048 Stock Buy 2,500 WPCS Limit Day 3.90 3.8982 Executed Portfolio
08/12/13 6045 Stock Buy 2,000 WPCS Limit Day 3.90 3.8995 Executed Portfolio
08/12/13 6041 Stock Buy 500 WPCS Limit Day 3.86 3.844 Executed Portfolio
08/06/13 6026 Stock Buy 20,000 WPCS Limit Day 3.95 3.8826 Executed Portfolio
08/06/13 6025 Stock Buy 5,000 WPCS Limit Day 3.90 3.8598 Executed Portfolio
08/06/13 6024 Stock Buy 3,996 WPCS Limit Day 3.90 3.87 Executed Portfolio
08/06/13 6021 Stock Buy 4,000 WPCS Limit Day 3.75 3.75 Executed Portfolio
08/06/13 6019 Stock Buy 5,000 WPCS Limit Day 3.65 3.65 Executed Portfolio
08/06/13 6014 Stock Buy 10,000 WPCS Limit Day 3.45 3.3985 Executed Portfolio
08/06/13 6000 Stock Buy 3,000 WPCS Limit Day 3.34 3.34 Executed Portfolio
08/06/13 5989 Stock Buy 2,500 WPCS Limit Day 3.30 3.30 Executed Portfolio
08/05/13 5983 Stock Buy 2,650 WPCS Limit Day 3.28 3.2698 Executed Portfolio
08/05/13 5982 Stock Buy 1,800 WPCS Limit Day 3.24 3.2353 Executed Portfolio
08/05/13 5978 Stock Buy 2,000 WPCS Limit Day 3.18 3.18 Executed Portfolio
08/05/13 5977 Stock Buy 3,000 WPCS Limit Day 3.19 3.19 Executed Portfolio
08/05/13 5976 Stock Buy 2,000 WPCS Limit Day 3.22 3.22 Executed Portfolio
08/05/13 5973 Stock Buy 1,500 WPCS Limit Day 3.20 3.1998 Executed Portfolio
08/05/13 5972 Stock Buy 1,000 WPCS Limit Day 3.17 3.1699 Executed Portfolio
08/05/13 5971 Stock Buy 500 WPCS Limit Day 3.17 3.1699 Executed Portfolio
08/05/13 5965 Stock Buy 500 WPCS Limit Day 3.18 3.1799 Executed Portfolio
08/05/13 5964 Stock Buy 1,426 WPCS Limit Day 3.15 3.1497 Executed Portfolio
08/05/13 5958 Stock Buy 2,500 WPCS Limit Day 2.92 2.9181 Executed Portfolio
08/05/13 5957 Stock Buy 5,123 WPCS Limit Day 3.12 3.1199 Executed Portfolio
08/05/13 5956 Stock Buy 1,500 WPCS Limit Day 3.20 3.1995 Executed Portfolio
08/05/13 5953 Stock Buy 5,000 WPCS Limit Day 3.15 3.1499 Executed Portfolio
08/05/13 5951 Stock Buy 4,500 WPCS Limit Day 3.15 3.0894 Executed Portfolio